Regulatory Compliance Officer
Nomura Central, Hong Kong Full-time
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About this role
Compliance officer role at Nomura Hong Kong responsible for regulatory compliance monitoring, reporting, and advisory across the firm's Hong Kong operations.
Responsibilities
- Monitor regulatory developments in Hong Kong and advise business on compliance requirements; Conduct compliance reviews and testing; Prepare regulatory filings and reports; Provide compliance training to staff
Requirements
- Experience in compliance role in financial services; Knowledge of Hong Kong SFC regulations and requirements; Strong analytical and communication skills; Attention to regulatory detail
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