Officer, Compliance
CITIC CLSA Hong Kong Permanent Posted Apr 25, 2026
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About this role
Compliance Officer at CITIC CLSA Hong Kong ensuring regulatory compliance for securities business.
Responsibilities
- Monitor and ensure compliance with SFC regulations and internal policies. Review client transactions and business activities. Prepare compliance reports. Conduct compliance training.
Requirements
- 3+ years in compliance within securities or investment banking. Knowledge of SFC regulations. Strong attention to detail.
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