Compliance & Controls Officer, Equity Capital Markets Hong Kong
DBS Bank Hong Kong Full-time Posted Apr 29, 2026
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About this role
DBS is a top equity house and market leader in REITs. The Equity Capital Markets Group provides equity funding solutions to corporate clients. This role provides compliance advice and ensures ongoing regulatory compliance.
Responsibilities
- Collaborate with Central Compliance to provide timely compliance advice. Keep teammates informed of regulatory updates from SFC, SEHK, HKFE. Work closely with BUs to establish compliance policies and procedures. Develop and implement compliance monitoring review program. Assess BU compliance training needs and conduct trainings. Act as main interface between BUs and regulatory authorities. Handle licensing and filings with regulatory bodies.
Requirements
- Degree holder in Accounting, Finance, Business Administration or Law. 5-8 years of experience in compliance/legal or audit in Hong Kong financial institutions. SFC licensed corporation preferred. Good exposure on regulatory dealings.
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